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Audit Workpaper Review demo

A cited first-pass review on each workpaper, so the manager starts from the notes. 1:31

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What the demo shows

First-pass review of audit workpapers and draft reports for audit managers and QA

The workpaper is read as a document with a reviewer's margin rail. A first-pass reviewer agent reads each submitted workpaper like a manager and pins notes to paragraphs, each classed (unsupported conclusion, missing tickmark, sample not traced to population, finding without root cause, IIA standard nonconformance) and cited to the Standard and methodology paragraph; a standards checker withdraws the notes it cannot support. The preparer answers in the margin and a re-checker verifies the answer against the evidence before a note clears; a conformance meter counts notes cleared. A finding writer turns exceptions into condition, criteria, cause and effect, finding the cause in change logs and asking management to confirm it; a report checker ties the draft report to the workpapers. Only the audit manager marks a workpaper reviewed, with a reason code; the QAIP sample, the checklist and the board statement come from the same notes.

Transcript

  1. Audit Workpaper Review gives audit managers a first-pass review of every workpaper and draft report.
  2. Standards require supervisors to confirm every conclusion is supported.
  3. Hours of reading. Fourteen workpapers wait for Nadia, our Audit Manager.
  4. The agents read them first.
  5. Workpaper TR, 04 says controls work.
  6. Seven notes sit in the margin.
  7. The key one, 20 payments sampled from 4,812, never tied to the bank.
  8. The agent shows its reasoning and cites the standard.
  9. Jonas attaches a reconciliation.
  10. The rechecker ties it and clears the note.
  11. An exception called isolated had no cause.
  12. The finding writer found why.
  13. Nadia approves the finding.
  14. The conclusion is retested, and only she can sign it reviewed.
  15. Every note cited, every decision signed and logged.
  16. The aim, review per work paper cut from two hours to under one.
  17. Built on Botminds: agents, data, screens, and governance on one platform.

Transcribed from the film’s narration. Captions are on the player.