Trade Surveillance demo

What the demo shows

Reviews market abuse alerts and builds each case from orders, news and chats for compliance

The alert is the screen: an intraday price chart with a scrubber where the firm's orders and fills drop onto the line, headlines pin at their timestamps in their original language with English beside, and the trader's chats appear as speech bubbles at the moment they were sent, while the case narrative writes itself paragraph by paragraph as the scrubber moves. Eight agents build every case before a person opens it: the Intake agent routes under the conflict rules; the Order, News, Comms and Peer agents pull the orders and tickets, the news, the messages and the firm's other flow; the Skeptic agent argues the other side and must be answered before any decision; the Case writer drafts the narrative and the decision; the Tuning agent proposes backtested threshold changes. The analyst closes or escalates with a reason code, a second person checks every close, and the Head of Surveillance approves every suspicious order report.

Transcript

1. 0:00Trade Surveillance turns each market abuse alert into a case, orders, news and chats.
2. 0:09Each needs a reason a regulator accepts.
3. 0:13Quill Field gets $1,300 a month.
4. 0:17Overnight, agents build all 214 cases, 38 need a Leafs judgment.
5. 0:25A trader bought Hashida shares 22 minutes before a guidance upgrade.
6. 0:31The headline pins at $2.32.
7. 0:33In Japanese, English beside it.
8. 0:38Scrub the replay. Fills land on the line.
9. 0:41Chats appear as sent.
10. 0:44The order agent finds the rebalance ticket created the evening before.
11. 0:51The skeptic agent argues the other side and must be answered.
12. 0:57A leaf closes with a reason code and the log is proof.
13. 1:01A second reviewer checks and signs.
14. 1:05Real cases get a drafted suspicious order report for the head of surveillance.
15. 1:11Every statement cited, every close, signed twice, every step logged.
16. 1:19The goal, two-thirds less analyst time per alert.
17. 1:24Built on Botminds: agents, data, screens, and governance on one platform.

Transcribed from the film’s narration. Captions are on the player.