Shareholding Disclosure Monitoring demo

What the demo shows

Tracks 13D, 13G, 13F and global ownership thresholds and drafts each filing

The threshold ladder is the screen: each issuer's aggregate holding as a bar climbing past that country's thresholds, a deadline chip on each crossed rung counting trading days, and the issuer's voting-share count with the filing it came from. Seven agents work every morning. The Intake agent reads and reconciles positions from every entity; the Aggregation agent sums holdings under each country's rule, voting power or investment power, instruments and lent shares; the Denominator agent reads the issuer's own count from its filing in its own language and flags stale vendor figures; the Check agent recomputes every crossing from custodian records on a separate model, blind; the Rules agent applies country and bylaw thresholds and trading-day clocks; the Drafting agent prepares the filing in the regulator's form and language with English beside it; the Pre-trade agent warns the head of trading before an order crosses. The regulatory reporting manager prepares, Legal approves with a reason code, and nothing is filed unseen.

Transcript

1. 0:00Shareholding Disclosure Monitoring tracks ownership thresholds worldwide and drafts each filing for compliance teams.
2. 0:10In 2024, the SEC fined 34 filers over late or missing ownership reports.
3. 0:19Each morning, agents read 186,000 positions across 9,000 issuers.
4. 0:28The latter is the screen.
5. 0:30Quillfield crossed 5% of Kestrel Bough for trading days to file.
6. 0:36The aggregation agent summed five holdings, leaving out a mandate where the client votes.
7. 0:44The denominator agent read Kestrel's German notice.
8. 0:4748.21 million votes.
9. 0:50A check agent agreed.
10. 0:53The drafting agent prepared the German notification, English beside it, every field cited.
11. 1:01Priya Raman prepares. General Counsel Elena Brandt approves, with a reason code.
12. 1:09Every calculation, source, and signature is logged and exported in one pack.
13. 1:16The result, same-day drafts on the issuer's own count and no late filings.
14. 1:23Build on Botminds, agents, data, screens, and governance on one platform.

Transcribed from the film’s narration. Captions are on the player.