Regulatory Reporting Controls demo
Each control's evidence captured as it runs and re-tested, so the CFO attests on a complete record 1:31
What the demo shows
Controllers collect control evidence and lineage behind each report so the CFO can attest
Seven agents keep the attestation honest all quarter. The Evidence agent captures each control's evidence the moment it runs, with its time and hash. The Skeptic challenges every piece: a preparer who reviewed their own work, evidence dated after its sign-off, a reviewer without independence. The Tester re-performs key controls on 25-item samples and every flagged instance in full. The Lineage agent traces the top Call Report lines to their source systems and names the control on every hop. The Deficiency agent proposes a classification with its reasoning. The Certification coordinator runs the sub-certification calendar, and the Attestation drafter assembles the packs. Process owners sign, the Controller decides, internal audit tests on its own, and the CFO attests only when the tree of sub-certifications is complete.
Transcript
- Regulatory Reporting Controls collects the evidence behind each Call Report, so the CFO can attest.
- Regulators examine these controls: one bank paid $135.6 million in 2024.
- Twenty-three people sign for the CFO; twenty-two are ready.
- One is blocked: Dana Ostrow, separation of duties.
- The Skeptic found she prepared and reviewed July's reconciliation herself, citing the log.
- The Tester re-performs it: it ties, to the dollar.
- The Controller assigns an independent reviewer. Dana cannot be picked.
- Theo Brandt re-reviews and signs; the Controller accepts a control deficiency.
- Dana signs: twenty-three of twenty-three.
- The Controller recommends, and the CFO attests.
- Every sign-off, reason and proof is logged for examiners.
- Every control tested; the CFO attests eight days early.
- Built on Botminds: agents, data, screens and governance on one platform.
The narration as written for the film. Captions are on the player.