Regulatory Exam Management demo
A regulator's request list turned into a tracked evidence room, every item gathered, checked and sent on time. 1:14
What the demo shows
An exam solution for compliance teams that turns a regulator's request list into evidence.
Seven agents read the regulator's request letter, match each request to answers kept from the last exam, gather the evidence the bank already holds, check every clause and draft the cover note; the exam coordinator reviews on the board and the Chief Compliance Officer approves before anything is sent.
Transcript
- Regulatory Exam Management turns a regulator's request letter into tracked evidence for compliance teams.
- This exam letter asks for 46 items in 9 business days.
- The agents assigned owners and matched 34 requests to answers kept from the last exam.
- Each card carries the request, its due date, its owner and the evidence found.
- Request 14 wants the last three QC reports.
- The agents found all three overnight.
- With a cover note drafted, it slides to in review.
- Marissa reads the draft on the card.
- Every clause of the request is covered.
- Last time, the examiner asked again for the sampling method.
- Now it is included.
- Gregory Hale approves. Every request goes out by its due date and is kept for next time.
- Built on Botminds: agents, data, screens, and governance on one platform.
Transcribed from the film’s narration. Captions are on the player.