Investment Policy Statement Monitoring demo

What the demo shows

Checks portfolios and managers against each investment policy statement, style drift included

Policy corridors show every asset class as a horizontal band with its minimum, target and maximum, today's allocation as a dot and a twelve-month trail behind it, with a size-and-style map of the managers below and the open exceptions beside, each tied to its clause. The Policy agent reads the policy statement and every guideline, amendment and side letter, in any language, into cited rules, and asks when wording is unclear. The Holdings agent loads custodian and GP data each morning. The Allocation agent checks the bands, proves whether a breach is passive and proposes cures the policy allows. The Style agent measures drift from holdings and splits it into trades and price moves. The Manager watch agent evaluates watch-list triggers and drafts letters. The Evidence agent recomputes every figure before anyone sees it, and the Certificate agent drafts the quarterly certificate. The investment officer decides, the CIO approves and signs, and the committee chair countersigns.

Transcript

1. 0:00Investment Policy Statement Monitoring checks every portfolio and manager against policy, daily.
2. 0:09For pension funds, policy binds managers, yet most check it quarterly by hand.
3. 0:16Overnight, Ridgeline County's agents checked 14,000 positions.
4. 0:22Each asset class is a corridor.
5. 0:25Private equity broke its ceiling.
6. 0:29Markets fell, so the agent proves it passive in site section 4.4.
7. 0:34for. It read 96 partnership statements, German and French included, each cited.
8. 0:44Daniel approves the pacing cure, the CIO signed second.
9. 0:50Brightwater's median cap hit $14 billion against the $6 billion limit, mostly its own trades.
10. 0:58The certificate agent drafts the quarterly certificate, fully cited, the CIO signs.
11. 1:07Two signatures per decision, a source per number, all exportable.
12. 1:13Limits checked daily, a $330 million sale avoided, certificates in hours.
13. 1:22Built on Botminds: agents, data, screens, and governance on one platform.

Transcribed from the film’s narration. Captions are on the player.