Investment Guideline Monitoring demo

What the demo shows

Triages daily guideline alerts, confirms real breaches, tracks the cure and drafts notices

A clean home shows three numbers and the few alerts that need a person. The limit wall, the signature screen, shows every key limit of a mandate as a thermometer against its limit line, with overnight alerts as red overflow caps, and a rail where the night's alerts fold down to the few that need a person. Each alert opens as a conversation with the agents: the Triage agent recomputes it from the custodian position and the exact clause, the Data Check agent re-sources every input from a second vendor, and when they disagree the alert escalates instead of closing. The analyst classifies and the Head of Investment Compliance approves with a reason code. For a real breach the Cure Planner proposes the smallest sale that trips no other rule, the PM confirms it, and the Notice agent drafts the client letter, cited line by line.

Transcript

1. 0:00Investment Guideline Monitoring Triages Guideline Alerts, confirms breaches, tracks cures, and drafts notices. Analysts recheck hundreds of alerts by hand. Monday brought 412 across 618 mandates. On the limit wall, the red cap is Calder Basin's credit floor. Overnight, seven agents folded 412 alerts to nine that need a person. One agency cut the
2. 0:35Mora Telecom to BB+, tripping the BBB- floor. The agents read Section 4.2, the middle of three
3. 0:45ratings, and confirm it with a second vendor. Dana Okafor approves in one click. Clause and
4. 0:53reason are recorded. For a real breach, the cure planner proposes the smallest safe sale,
5. 1:01the PM confirms. The notice agent drafts the client letter, cited line by line. Every alert
6. 1:11is cited, signed off, and logged. Result. Nine alerts for a person, not 400, and same-day
7. 1:20breach confirmation. Built on Botminds. Agents, data, screens, and governance on one platform.

Transcribed from the film’s narration. Captions are on the player.