FinCEN 314(a) Requests demo
Agents search each FinCEN list against six sources, explain each possible match in one sentence and keep proof of the search; each reply carries two signatures inside the 14 days 1:30
What the demo shows
BSA teams search each 314(a) list against accounts and transactions and report true matches
Agents read each list the day it is posted, build name variants, search six sources inside their windows and write every possible match as one plain sentence, the subject and the record face to face with every value cited. A BSA Analyst confirms or rules out with reason codes; the BSA Officer approves each reply before it goes to FinCEN's 314(a) secure system. A search record proves every subject was searched in every source, even when nothing matched, and a confidentiality guard keeps the list off every teller and member-facing screen.
Transcript
- FinCEN three-fourteen A Requests: BSA teams search each FinCEN list and report true matches.
- Lists come every two weeks; replies are due in fourteen days.
- At Norrell Federal Credit Union, agents searched 412 subjects and found 37 possible matches.
- Darnell K. Whitcomb, born February 11, 1979, matches D. Kenneth Whitcomb, a safe deposit box holder since 2018.
- Same birth date, same Social Security last four, every value cited.
- Analyst Priya Raman confirms; the agent drafts the reply but cannot send it.
- BSA Officer Renée Lindqvist approves; the reply goes in on day four.
- The search record proves every subject was searched, matched or not.
- Tellers never see a list; every view is logged for the NCUA examiner.
- The result: two true matches replied to, ten days early.
- Built on Botminds: agents, data, screens and governance on one platform.
The narration as written for the film. Captions are on the player.