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ESG Exclusion Screening demo

Tests every holding against a fund's exclusion policy and revenue thresholds, with evidence 1:33

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What the demo shows

Tests every holding against a fund's exclusion policy and revenue thresholds, with evidence

A clean home shows three numbers and each person's next step. The signature screen is a sieve: a fund's policy stacked as layers, the universe or a fund's holdings pouring through, and every issuer caught hanging beneath its rule with its revenue share and a link to the page in its own annual report. Seven agents do the work. The Universe agent builds the issuer list from every fund and mandate; the Revenue agent reads each segment note in its original language and reconciles it to the income statement; the Vendor Check agent compares the filing with two data feeds and escalates any gap over 2 points instead of picking one; the Weapons and Norms agent follows ownership chains; the Policy agent tests every policy at once and shows holdings, orders and cure dates; the List Publisher agent publishes only after approval and reads the list back from the order system; the Pre-trade agent warns on proposed names and blocks approved ones. The analyst proposes, compliance approves, and nobody approves their own change.

Transcript

  1. ESG Exclusion Screening Tests every holding against each fund's exclusion policy.
  2. The SEC fined one manager $4 million for ESG funds holding names they excluded.
  3. Here the quarterly retest runs overnight.
  4. 12,000 issuers, 40 policies.
  5. Holdings pour through the sieve.
  6. Each catch hangs with its evidence.
  7. We'll have an energy.
  8. The feed says 8% coal, under the 10% percent limit.
  9. The revenue agent reads its check annual report, 12.4 percent.
  10. The vendor check agent escalates the four-point gap, never picking a side.
  11. All 40 policies tested for breached and three funds hold it.
  12. Analyst Ana Ruiz proposes the exclusion, evidence attached.
  13. Compliance officer Tom Hale approves at 310.
  14. The open buy is blocked.
  15. Every decision cited, signed by two people, and logged.
  16. Every exclusion proven from the issuer's own filing retested overnight.
  17. Built on Botminds.
  18. Agents, data, screens, and governance on one platform.

Transcribed from the film’s narration. Captions are on the player.